Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip Harrington, Jr. featured in World Economic Forum’s Recent Report on Cyber Resilience

January 19th, 2018

Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:

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Trevor Kidd Joins Brock Capital Group as a Senior Managing Director

September 15th, 2017

NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock Capital

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Meet Our Experts
  • Alan Biloski Alan J. Biloski, Ph.D.
    Senior Managing Director
    Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.

  • rp-sm Ramin Patel
    Director
    Ramin Patel is a Director of Brock Capital Group LLC. Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he

  • ChrisBene_bw-e1422469712948 Christoph T. Bene
    Managing Director
    Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive; Commercial banking executive and private equity investments; Six Sigma Black Belt. MBA, NYU Stern School of Business and BA, Skidmore College.

  • Susan_Austin_BW-e1422469686750 Susan D. Austin
    Senior Managing Director
    Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);

  • prock Peter Rockefeller
    Senior Managing Director
    Peter has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy. Previously, Peter was at G2 Investment Group, an early-stage private investing firm developing innovative structures in the private equity sector. Peter also worked with

  • KAREN N. HORN Karen N. Horn
    Senior Managing Director
    Former CEO, diversified financial services; professional director; economist; Former Federal Reserve Bank president. Director and/or lead director, Norfolk Southern Corporation, Eli Lilly, Simon Property Group, Fannie Mae, T. Rowe Price Funds, U.S. Russia Investment Fund. Former Managing Director, Marsh & McLennan Companies; Managing Director, Bankers Trust; Chairman & CEO, Bank

  • DAVID O. ZENKER, JR. David O. Zenker, Jr.
    Senior Managing Director
    David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over

  • CARL H. PFORZHEIMER III Carl H. Pforzheimer III
    Senior Managing Director
    Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg

  • CHARLES O. SVENSON Charles O. Svenson
    Senior Managing Director
    Investment banker, expertise in energy, alternative energy, project finance and transportation. Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City Former Managing Director, Donaldson, Lufkin & Jenrette (now

  • JAY RODIN Jay Rodin
    Chairman and Senior Managing Director, Brock Capital Markets Group
    Over 27 years experience in capital markets and investment banking. Former managing director at S. Goldman Capital; president, Idea Group Holdings, a boutique investment bank specializing in raising capital in the maritime, natural resource and energy sectors through alternative structures; senior managing director, Sunrise Securities Corp; head of Nomura Securities