Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip Harrington, Jr. featured in World Economic Forum’s Recent Report on Cyber Resilience

January 19th, 2018

Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:

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Trevor Kidd Joins Brock Capital Group as a Senior Managing Director

September 15th, 2017

NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock Capital

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Meet Our Experts
  • THE HONORABLE MARY K. BUSH The Honorable Mary K. Bush
    Advisor
    International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated "Financial Expert". President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • DAVIS R. ROBINSON Davis R. Robinson
    Advisor
    International trade and investment advisor and arbitrator, corporate governance advisor and international lawyer. International Arbitrator, ICSID & NAFTA; Senior Managing Director, Richard C. Breeden & Co., LLC. Former Senior Partner, LeBoeuf, Lamb, Greene & MacRae LLP;  Legal Adviser, United States Department of State; career Foreign Service Officer; Adjunct Senior Fellow

  • jeremyjosse Jeremy Josse
    Senior Managing Director
    Jeremy has over 20 years of experience covering the Financial Institutions sector, specializing in highly structured capital raising (debt, equity, hybrid equity, tier 1 and tier 2 bank capital and preferred securities), financial restructurings and solvency opinions, equity and debt valuations and fairness opinions, mergers and acquisitions, and financial services

  • JENNE K. BRITELL Jenne K. Britell
    Advisor
    Former CEO, global and domestic diversified financial services companies and advisor to private equity, venture capital, and public companies in the areas of financial products and services; professional director, public and private companies and non-profits, including positions as non-executive Chairman, Audit Committee Chair, and designated financial expert. President, Global Commercial

  • prock Peter Rockefeller
    Senior Managing Director
    Peter has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy. Previously, Peter was at G2 Investment Group, an early-stage private investing firm developing innovative structures in the private equity sector. Peter also worked with

  • Sam Caspersen Sam Caspersen
    Managing Director
    Director of family office; significant experience conducting private investment due diligence, with an emphasis on emerging markets; trusts & estates attorney. Attorney at Sullivan & Cromwell (Estates and Personal Group); staff member on 9/11 Commission (led team focused on evacuation and rescue effort at World Trade Center and co-author of

  • B. HUNT WHITBECK, JR B. Hunt Whitbeck, Jr.
    Senior Managing Director
    Senior executive, specializing in corporate banking and institutional investment management Executive Director, American Foundation for Affordable Housing, Inc. Former Managing Director, Chancellor Capital Management, INVESCO and M.D. Sass Investor Services; former VP, Citicorp Investment Management, Inc. and Citibank, N.A. Harvard College A.B.; Harvard Business School M.B.A.

  • ROSALIE J. WOLF Rosalie J. Wolf
    Senior Managing Director
    Financial and investment executive; professional director. Founder and Managing Member of Botanica Capital Partners, investment advisory firm Former Managing Director, Bankers Trust Company; Treasurer, International Paper Company; VP, Donaldson, Lufkin & Jenrette (now Credit Suisse); Assistant Treasurer, Mobil Oil Corporation; Director, TIAA-CREF; North European Oil; Former Chairman & current Director,

  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • DAVID O. ZENKER, JR. David O. Zenker, Jr.
    Senior Managing Director
    David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over