Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip Harrington, Jr. featured in World Economic Forum’s Recent Report on Cyber Resilience

January 19th, 2018

Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:

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Trevor Kidd Joins Brock Capital Group as a Senior Managing Director

September 15th, 2017

NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock Capital

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Meet Our Experts
  • ERIC ABITBOL Eric Abitbol
    Senior Managing Director, Brock Capital Markets Group
    Raised capital for international and domestic companies, both private and public, using debt, equity and innovative equity-related financing instruments. Investment banking activities have included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. Industry expertise includes shipping, natural

  • DAVID O. ZENKER, JR. David O. Zenker, Jr.
    Senior Managing Director
    David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over

  • Alan Biloski Alan J. Biloski, Ph.D.
    Senior Managing Director
    Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.

  • THE HONORABLE MARY K. BUSH The Honorable Mary K. Bush
    Advisor
    International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated "Financial Expert". President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • JOHN E. MEROW John Merow
    Senior Managing Director
    Former Chairman and Senior Partner of the law firm of Sullivan & Cromwell LLP; corporate business and financial lawyer and corporate director. Trustee, New York-Presbyterian Hospital; Secretary, U.S. Council for International Business, Inc., Trustee, Archbishop of Canterbury’s global investment and grants organizations. Director, The Municipal Art Society of New York.

  • JAMES NOTARNICOLA James Notarnicola
    Senior Managing Director
    Expert in retail and restaurant marketing and franchise operations. Partner, J&B Restaurants, Inc. (Red Mango); Founder and CEO, Nicely Bros. Ice Cream Distribution, Inc.; Experience Engineer and Senior Consultant, Experience Engineering, LLC. Former EVP and Chief Marketing Officer, Blockbuster, Inc. and 7-Eleven, Inc. University of Maryland B.S.; University of Texas

  • rp-sm Ramin Patel
    Director
    Ramin Patel is a Director of Brock Capital Group LLC. Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he

  • stom-boswick-sm Storm Boswick
    Senior Managing Director
    Storm Boswick is a member of Brock Capital Group LLC and an experienced Founder, Partner, and Senior Managing Director in the Asset Management and Investment Banking industries. Mr. Boswick is an experienced Venture Capitalist, Long/Short Portfolio Manager and Asset Manager, and a skilled investor and advisor in Public & Private

  • pjharrington Phillip J. Harrington, Jr.
    Senior Managing Director
    Financial services and technology executive with operating, risk and regulatory experience. Chairman, ProLink Solutions, Inc.; Chairman, Willow Street Group; Cyber Risk Advisor, World Economic Forum; Trustee, United Lutheran Seminary; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate

  • ALAIN LEBEC Alain Lebec
    Senior Managing Director
    Investment banker, head of Mergers and Acquisitions and private equity. Chairman of the Investment Committee, Brock Opportunity Fund; Co-founder, Reading Excellence and Discovery Foundation; Director, United Way. Former Vice Chairman, Merrill Lynch Investment Banking and Chairman/Co-CIO, Merrill Lynch Ventures. l’École Polytechnique (Paris, France); Northwestern U. Kellogg School M.B.A