Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ partners, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

Meet Our Experts
  • dreyspool Anthony A. Dreyspool
    Senior Managing Director, Brock Fiduciary Services
    ERISA lawyer. Founder and owner, Park Avenue Presentations, producer of webinar conferences on ERISA and other matters. Author, ERISA Fiduciary Law for Non-Lawyers. Former chief ERISA attorney for Equitable Life Assurance Society of the United States, partner DLA Piper LLP, of counsel Paul, Hastings, Janofsky & Walker LLP. University of

  • WILLIAM M. MANGER, JR. William M. Manger, Jr.
    Managing Director
    Senior level government official; municipal officer; operational manager   Associate Administrator, U.S. Small Business Administration; Senior Policy Advisor (Maritime), U.S. Department of Transportation; VP, The Zanett Securities Corporation. Director, Riot Relief Fund; former Trustee, Southampton, NY.   Trinity College B.A.; Columbia University Business School M.B.A.

  • ELI Y. ADASHI Eli Y. Adashi
    Senior Advisor-Health Care and Life Sciences
    Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement

  • JOHN E. MEROW John Merow
    Senior Managing Director
    Former Chairman and Senior Partner of the law firm of Sullivan & Cromwell LLP; corporate business and financial lawyer and corporate director. Trustee, New York-Presbyterian Hospital; Secretary, U.S. Council for International Business, Inc., Trustee, Archbishop of Canterbury’s global investment and grants organizations. Director, The Municipal Art Society of New York.

  • STEVEN C. BAUM Steven C. Baum
    Senior Managing Director
    Managing Partner, CPA firm; LLM; expert in business and tax consulting, personal financial management, charitable foundations and not-for-profit sector. Managing Partner Emeritus, Marks Paneth & Shron LLP; Member, American Institute of Certified Public Accountants; member, NY State Bar Association; Secretary/Treasurer and Trustee, Dorot Foundation; Secretary/Treasurer and Trustee, Union Square Fund;

  • WALTER H. MORRIS, JR. Walter H. Morris, Jr.
    Senior Managing Director
    Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services.   Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief

  • CHARLOTTE P. ARMSTRONG Charlotte P. Armstrong
    Senior Managing Director
    Lawyer and consultant, specializing in executive compensation, directors’ compensation and corporate governance. Senior Consultant, The Ross Companies; Advisory Board, Mille Capital Corporation Cravath, Swaine & Moore; member and chair of numerous non-profit boards; President, Harvard Law School Association; President, Harvard University Board of Overseers; Chair, Overseers’ Committee to Visit Harvard

  • JONGSOO JAMES LEE Jongsoo James Lee
    Senior Managing Director, Brock Securities
    Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director and Managing Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly;

  • NORMAN H. BROWN, JR. Norman H. Brown, Jr.
    Senior Managing Director
    Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation.

  • ALBERT C. BELLAS Albert C. Bellas
    Senior Managing Director
    Global wealth manager, investment banker and member or chair of numerous non-profit boards including Lincoln Center, The School of American Ballet. CEO and founding partner, The Solaris Group, a global wealth strategy firm;. Former Chairman and CEO, Neuberger Berman Trust Company and Managing Director, Neuberger Berman; Managing Director, Offitbank; Senior