Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

SUSAN D. AUSTIN JOINS BROCK CAPITAL GROUP AS SENIOR MANAGING DIRECTOR, INVESTMENT BANKING

October 9th, 2014

NEW YORK, NY, OCT 06, 2014 —(Marketwired) – Brock Capital

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James Sterling Joins Brock Capital Group as Managing Director, M&A Investment Banking

June 9th, 2014

NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --

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Meet Our Experts
  • CARL H. PFORZHEIMER III Carl F. Pforzheimer III
    Senior Managing Director
    Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg

  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • DAVID B. NEWMAN David B. Newman
    Senior Managing Director, Brock Securities Capital Markets Group
    Investment banker. Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic

  • WILLIAM M. MANGER, JR. William M. Manger, Jr.
    Managing Director
    Senior level government official; municipal officer; operational manager   Associate Administrator, U.S. Small Business Administration; Senior Policy Advisor (Maritime), U.S. Department of Transportation; VP, The Zanett Securities Corporation. Director, Riot Relief Fund; former Trustee, Southampton, NY.   Trinity College B.A.; Columbia University Business School M.B.A.

  • DAVID O. ZENKER, JR. David O. Zenker
    Senior Managing Director
    Investment banker, principal and financial advisor in energy, real estate, industrial and service businesses. Former Vice President, Bear Stearns and Oppenheimer & Co., and Jefferies & Co.; President, Van Beuren Capital Management; Partner in a London-based marketing and management consultancy firm specializing in Arabian gulf economies; Executive Director, Waterloo Foundation

  • NORMAN H. BROWN, JR. Norman H. Brown, Jr.
    Senior Managing Director
    Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation.

  • AMBASSADOR JENö C. A. STAEHELIN Ambassador Jenö C. A. Staehelin
    Senior Managing Director
    Diplomat, ambassador and corporate board member. Former Swiss Ambassador to the United Nations; Swiss Ambassador to Japan and the Holy See; Assistant to the State Secretary for European and North American Affairs; Minister and Deputy to the Director General of International Organizations; Governor International Committee of the Red Cross; negotiated

  • KATHI SEIFERT Kathi P. Seifert
    Senior Managing Director
    Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc. Director, US Fund for UNICEF Retired Executive Vice President,

  • ERIC ABITBOL Eric Abitbol
    Senior Managing Director, Brock Securities Capital Markets Group
    Raised capital for international and domestic companies, both private and public, using debt, equity and innovative equity-related financing instruments. Investment banking activities have included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. Industry expertise includes shipping, natural

  • JEAN D. HAMILTON Jean D. Hamilton
    Senior Managing Director
    CEO, diversified financial services companies. Operating and investment expertise in financial services businesses. Director of private and public companies in insurance, financial services, money management, and non-profits. CEO, Xonos; CEO, Broadstairs Capital; Director, New York Women's Forum; Trustee, First Eagle Funds; Director, RenaissanceRe Holdings. Former CEO of Prudential Institutional, EVP