Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

SUSAN D. AUSTIN JOINS BROCK CAPITAL GROUP AS SENIOR MANAGING DIRECTOR, INVESTMENT BANKING

October 9th, 2014

NEW YORK, NY, OCT 06, 2014 —(Marketwired) – Brock Capital

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James Sterling Joins Brock Capital Group as Managing Director, M&A Investment Banking

June 9th, 2014

NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --

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Meet Our Experts
  • MICHAEL A. BOYD Michael A. Boyd
    Senior Managing Director
    Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • KAY KOPLOVITZ Kay Koplovitz
    Senior Managing Director
    Founder & former CEO, major cable network; CEO, private equity and venture capital. Chairman & CEO, Koplovitz & Co., LLC.; Co-Founder, Springboard Enterprises; Chairman, Liz Claiborne; Director, Instinet Group, Inc. Founder and former Chairman & CEO, USA Networks; Co-founder, Joy Berry Enterprises, Inc., Boldcap Ventures; Director, CA; former Chair, National

  • CHARLES L. BROCK Charles L. Brock
    Chairman and CEO
    Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan

  • PETER B. WEPRIN Peter B. Weprin
    Senior Managing Director, Brock Securities Capital Markets Group
    Investment banker, expertise in alternative energy, technology and telecom; previously corporate finance and transactions attorney. Active venture capital investor. Seed investor and business development advisor of HighTower Advisors. Previously, Managing Director, Cowen & Company Capital Markets Group, focused on capital raising for middle-market and emerging growth public and private companies.

  • WALTER H. MORRIS, JR. Walter H. Morris, Jr.
    Senior Managing Director
    Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services.   Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief

  • DAVID O. ZENKER, JR. David O. Zenker
    Senior Managing Director
    Investment banker, principal and financial advisor in energy, real estate, industrial and service businesses. Former Vice President, Bear Stearns and Oppenheimer & Co., and Jefferies & Co.; President, Van Beuren Capital Management; Partner in a London-based marketing and management consultancy firm specializing in Arabian gulf economies; Executive Director, Waterloo Foundation

  • RICHARD Richard H. Booth
    Senior Managing Director
    Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International

  • ALBERT C. BELLAS Albert C. Bellas
    Senior Managing Director
    Global wealth manager, investment banker and member or chair of numerous non-profit boards including Lincoln Center, The School of American Ballet. CEO and founding partner, The Solaris Group, a global wealth strategy firm;. Former Chairman and CEO, Neuberger Berman Trust Company and Managing Director, Neuberger Berman; Managing Director, Offitbank; Senior

  • ChrisBene_bw Chris Bene
    Vice President
    Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive; Commercial banking executive and private equity investments; Six Sigma Black Belt. MBA, NYU Stern School of Business and BA, Skidmore College.

  • STEVEN C. BAUM Steven C. Baum
    Senior Managing Director
    Managing Partner, CPA firm; LLM; expert in business and tax consulting, personal financial management, charitable foundations and not-for-profit sector. Managing Partner Emeritus, Marks Paneth & Shron LLP; Member, American Institute of Certified Public Accountants; member, NY State Bar Association; Secretary/Treasurer and Trustee, Dorot Foundation; Secretary/Treasurer and Trustee, Union Square Fund;