Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip Harrington, Jr. featured in World Economic Forum’s Recent Report on Cyber Resilience

January 19th, 2018

Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:

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Trevor Kidd Joins Brock Capital Group as a Senior Managing Director

September 15th, 2017

NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock Capital

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Meet Our Experts
  • Susan_Austin_BW-e1422469686750 Susan D. Austin
    Senior Managing Director
    Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);

  • LOUIS A. BRADBURY Louis A. Bradbury
    Senior Managing Director
    Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor. Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D.

  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • STEVEN C. BAUM Steven C. Baum
    Senior Managing Director
    Managing Partner, CPA firm; LLM; expert in business and tax consulting, personal financial management, charitable foundations and not-for-profit sector. Managing Partner Emeritus, Marks Paneth & Shron LLP; Member, American Institute of Certified Public Accountants; member, NY State Bar Association; Secretary/Treasurer and Trustee, Dorot Foundation; Secretary/Treasurer and Trustee, Union Square Fund;

  • DONALD C. WALKOVIK Donald C. Walkovik
    Senior Managing Director
    Retired Partner of the law firm of Sullivan & Cromwell LLP, specializing in securities law and corporate finance. International experience in Asia, Africa and North America  Founder and Managing Partner, Sullivan & Cromwell’s Hong Kong office; Managing Partner, Sullivan & Cromwell’s General Practice Group; Practice Coordinator, Sullivan & Cromwell’s Corporate

  • rp-sm Ramin Patel
    Director
    Ramin Patel is a Director of Brock Capital Group LLC. Investment banker with over a decade of experience in real estate development and management. Prior to joining Brock, he sourced capital from the private equity sector and founded a housing company focused on affordable multi-family units in Asia. Currently, he

  • JEAN D. HAMILTON Jean D. Hamilton
    Senior Managing Director
    CEO, diversified financial services companies. Operating and investment expertise in financial services businesses. Director of private and public companies in insurance, financial services, money management, and non-profits. CEO, Xonos; CEO, Broadstairs Capital; Director, New York Women's Forum; Trustee, First Eagle Funds; Director, RenaissanceRe Holdings. Former CEO of Prudential Institutional, EVP

  • ELI Y. ADASHI Eli Y. Adashi
    Senior Advisor-Health Care and Life Sciences
    Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement

  • MICHAEL A. BOYD Michael A. Boyd
    Senior Managing Director
    Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • RICHARD L. HECHT Richard L. Hecht
    Senior Managing Director
    Senior consultant in accounting and business and tax strategies. Founding partner of Marks Paneth & Shron LLP and the senior partner of Charles Hecht & Co., vice president and the chairman of various committees of the New York Society of Certified Public Accountants. Cornell University B.S.; New York University M.B.A.