Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --Read More
Brock Fiduciary Services, Independent Fiduciary for UAW Retiree Medical Benefits Trust, Finalizes Transactions Providing $4.35 Billion in Funding for TrustJanuary 21st, 2014
NEW YORK, NY, Jan 21, 2014 (Marketwired) -- Brock FiduciaryRead More
Meet Our Experts
Senior Managing Director, Brock Securities Capital Markets Group Over 27 years experience in capital markets and investment banking. Former managing director at S. Goldman Capital; president, Idea Group Holdings, a boutique investment bank specializing in raising capital in the maritime, natural resource and energy sectors through alternative structures; senior managing director, Sunrise Securities Corp; head of Nomura Securities
Charles L. Brock
Chairman and CEO Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan
Dale A. Reiss
Senior Managing Director Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Principal, Arthur Young & Co.; Board Member, iStar Financial Inc., Post Properties
Senior Managing Director, Brock Securities Capital Markets Group Raised capital for international and domestic companies, both private and public, using debt, equity and innovative equity-related financing instruments. Investment banking activities have included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. Industry expertise includes shipping, natural
O. James Sterling III
Managing Director, M&A Advisory Services Head of the aviation and aerospace investment banking practice at Brock. Previously led mergers & acquisitions at Aleutian Capital Group, a middle-market buy-side and sell-side M&A advisory firm. Former management consultant at Booz & Company, serving Fortune 500 clients in the aviation and aerospace sector, and previously, a senior analyst
Senior Managing Director Founder & former CEO, major cable network; CEO, private equity and venture capital. Chairman & CEO, Koplovitz & Co., LLC.; Co-Founder, Springboard Enterprises; Chairman, Liz Claiborne; Director, Instinet Group, Inc. Founder and former Chairman & CEO, USA Networks; Co-founder, Joy Berry Enterprises, Inc., Boldcap Ventures; Director, CA; former Chair, National
Senior Managing Director Expert in retail and restaurant marketing and franchise operations. Partner, J&B Restaurants, Inc. (Red Mango); Founder and CEO, Nicely Bros. Ice Cream Distribution, Inc.; Experience Engineer and Senior Consultant, Experience Engineering, LLC. Former EVP and Chief Marketing Officer, Blockbuster, Inc. and 7-Eleven, Inc. University of Maryland B.S.; University of Texas
Richard H. Booth
Senior Managing Director Former Chairman, President and CEO diversified financial services & insurance; CPA, CLU, ChFC. Director, Northeast Utilities Inc., WorldBusiness Capital, Inc.; Advisory Board of Century Capital Management LLC; National Association of Corporate Directors – Connecticut Chapter board member. Former Chairman, President and Chief Executive Officer HSB Group; Vice Chairman, American International
Alan J. Biloski, Ph.D.
Senior Managing Director, Brock Securities - Consultant, Brock Capital Group Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.
Charles O. Svenson
Senior Managing Director; President, Brock Securities Investment banker, expertise in energy, alternative energy, project finance and transportation. Trustee and Co-Chair, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks (The Wild Center), the Adirondack Nature Conservancy, South Street Seaport Museum; President, Harvard Law School Association of New York City Former Managing Director, Donaldson,