Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip J. Harrington Becomes an NACD Fellow

November 23rd, 2015

NACD Fellows Demonstrate Their Commitment to the Highest Levels of

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Phillip J. Harrington, Jr. Joins Brock Capital Group as Senior Managing Director

February 25th, 2015

NEW YORK, NY, February 20, 2015 —(Marketwired) – Brock Capital

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Meet Our Experts
  • JAMES P. SCHADT James P. Schadt
    Senior Managing Director
    CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group

  • JamesLeeBW1-e1422469837229 Jongsoo James Lee
    Managing Director
    Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis

  • JAMES F. MUNSELL James F. Munsell
    Senior Managing Director
    Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.

  • THE HONORABLE MARY K. BUSH The Honorable Mary K. Bush
    Senior Managing Director
    International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated "Financial Expert". President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,

  • KAY KOPLOVITZ Kay Koplovitz
    Senior Managing Director
    Founder & former CEO, major cable network; CEO, private equity and venture capital. Chairman & CEO, Koplovitz & Co., LLC.; Co-Founder, Springboard Enterprises; Chairman, Liz Claiborne; Director, Instinet Group, Inc. Founder and former Chairman & CEO, USA Networks; Co-founder, Joy Berry Enterprises, Inc., Boldcap Ventures; Director, CA; former Chair, National

  • DALE A. REISS Dale A. Reiss
    Senior Managing Director
    Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Principal, Arthur Young & Co.; Board Member, iStar Financial Inc., Tutor Perini

  • WALTER H. MORRIS, JR. Walter H. Morris, Jr.
    Senior Managing Director
    Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services.   Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief

  • Phillip J Harrington Jr Phillip J. Harrington, Jr.
    Senior Managing Director
    Financial services and technology executive with operating, risk and regulatory experience. Director, ProLink Solutions, Inc.; Vice Chairman, Lutheran Theological Seminary at Philadelphia; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate Vice President, Prudential Financial, Inc. Western Michigan

  • DONALD C. WALKOVIK Donald C. Walkovik
    Senior Managing Director
    Retired Partner of the law firm of Sullivan & Cromwell LLP, specializing in securities law and corporate finance. International experience in Asia, Africa and North America  Founder and Managing Partner, Sullivan & Cromwell’s Hong Kong office; Managing Partner, Sullivan & Cromwell’s General Practice Group; Practice Coordinator, Sullivan & Cromwell’s Corporate

  • MICHAEL A. BOYD Michael A. Boyd
    Senior Managing Director
    Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;