Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Phillip J. Harrington, Jr. Joins Brock Capital Group as Senior Managing Director

February 25th, 2015

NEW YORK, NY, February 20, 2015 —(Marketwired) – Brock Capital

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CHRIS BENE JOINS BROCK CAPITAL GROUP AS MANAGING DIRECTOR, M&A ADVISORY

January 15th, 2015

New York, NY (Marketwired) - Brock Capital Group, LLC announces

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Meet Our Experts
  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • IRA STEPANIAN Ira Stepanian
    Senior Managing Director
    Former Chairman & CEO; Director of public and private companies; venture capitalist Advisory Board Member, Legal Seafoods, Intercontinental Real Estate Corp.; Director, Common Angels, Inc., Boston Public Library Foundation; Trustee, General Hospital Corp./Massachusetts General Hospital, Museum of Science and Trustee Emeritus Tufts University Former Chairman, Senior Advisory Council of New

  • RICHARD L. HECHT Richard L. Hecht
    Senior Managing Director
    Senior consultant in accounting and business and tax strategies. Founding partner of Marks Paneth & Shron LLP and the senior partner of Charles Hecht & Co., vice president and the chairman of various committees of the New York Society of Certified Public Accountants. Cornell University B.S.; New York University M.B.A.

  • Susan_Austin_BW-e1422469686750 Susan D. Austin
    Senior Managing Director
    Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);

  • JamesLeeBW1-e1422469837229 Jongsoo James Lee
    Managing Director
    Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis

  • JAMES P. SCHADT James P. Schadt
    Senior Managing Director
    CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group

  • JOHN E. MEROW John Merow
    Senior Managing Director
    Former Chairman and Senior Partner of the law firm of Sullivan & Cromwell LLP; corporate business and financial lawyer and corporate director. Trustee, New York-Presbyterian Hospital; Secretary, U.S. Council for International Business, Inc., Trustee, Archbishop of Canterbury’s global investment and grants organizations. Director, The Municipal Art Society of New York.

  • JEAN D. HAMILTON Jean D. Hamilton
    Senior Managing Director
    CEO, diversified financial services companies. Operating and investment expertise in financial services businesses. Director of private and public companies in insurance, financial services, money management, and non-profits. CEO, Xonos; CEO, Broadstairs Capital; Director, New York Women's Forum; Trustee, First Eagle Funds; Director, RenaissanceRe Holdings. Former CEO of Prudential Institutional, EVP

  • ENNIUS E. BERGSMA Ennius E. Bergsma
    Senior Managing Director
    Senior consultant, advisor in global corporate finance; corporate and business unit strategy, M&A and marketing in consumer goods, telecomm and e-commerce. Investor, Director and Chief Strategy Officer, Passlogix; Chairman, the Netherland-America Foundation; Trustee, the Hewitt School; Honorary Board Member, Chair and President, Harvard Business School Club of Greater New York;

  • CHARLES O. SVENSON Charles O. Svenson
    Senior Managing Director
    Investment banker, expertise in energy, alternative energy, project finance and transportation. Trustee and Co-Chair, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks (The Wild Center), the Adirondack Nature Conservancy, South Street Seaport Museum; President, Harvard Law School Association of New York City Former Managing Director, Donaldson,