Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:Read More
NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock CapitalRead More
Meet Our Experts
Charles L. Brock
Chairman and Chief Executive Officer Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan
Michael A. Boyd
Senior Managing Director Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;
Eli Y. Adashi
Senior Advisor-Health Care and Life Sciences Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement
Dale A. Reiss
Senior Managing Director Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Board Member, iStar Financial Inc.; Tutor Perini Corporation, CYS, Inc.; Case Capital
David O. Zenker, Jr.
Senior Managing Director David O. Zenker, Jr. has been a member of Brock Capital Group LLC since 2003. He is an investment banker, principal and advisor specializing in the conception, planning and funding of start-up and early-stage companies whose product or service represents a paradigm shift that offers a self-evident, marked improvement over
Phillip J. Harrington, Jr.
Senior Managing Director Financial services and technology executive with operating, risk and regulatory experience. Chairman, ProLink Solutions, Inc.; Chairman, Willow Street Group; Cyber Risk Advisor, World Economic Forum; Trustee, United Lutheran Seminary; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate
Alan J. Biloski, Ph.D.
Senior Managing Director Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.
Senior Managing Director, Brock Capital Markets Group Raised capital for international and domestic companies, both private and public, using debt, equity and innovative equity-related financing instruments. Investment banking activities have included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. Industry expertise includes shipping, natural
Jean D. Hamilton
Senior Managing Director CEO, diversified financial services companies. Operating and investment expertise in financial services businesses. Director of private and public companies in insurance, financial services, money management, and non-profits. CEO, Xonos; CEO, Broadstairs Capital; Director, New York Women's Forum; Trustee, First Eagle Funds; Director, RenaissanceRe Holdings. Former CEO of Prudential Institutional, EVP
Senior Managing Director Jeremy has over 20 years of experience covering the Financial Institutions sector, specializing in highly structured capital raising (debt, equity, hybrid equity, tier 1 and tier 2 bank capital and preferred securities), financial restructurings and solvency opinions, equity and debt valuations and fairness opinions, mergers and acquisitions, and financial services