Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
NEW YORK, NY, February 20, 2015 —(Marketwired) – Brock CapitalRead More
New York, NY (Marketwired) - Brock Capital Group, LLC announcesRead More
Meet Our Experts
Senior Managing Director Investment banker, head of Mergers and Acquisitions and private equity. Chairman of the Investment Committee, Brock Opportunity Fund; Co-founder, Reading Excellence and Discovery Foundation; Director, United Way. Former Vice Chairman, Merrill Lynch Investment Banking and Chairman/Co-CIO, Merrill Lynch Ventures. l’École Polytechnique (Paris, France); Northwestern U. Kellogg School M.B.A
Carl H. Pforzheimer III
Senior Managing Director Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg
William M. Manger, Jr.
Managing Director Senior level government official; municipal officer; operational manager Associate Administrator, U.S. Small Business Administration; Senior Policy Advisor (Maritime), U.S. Department of Transportation; VP, The Zanett Securities Corporation. Director, Riot Relief Fund; former Trustee, Southampton, NY. Trinity College B.A.; Columbia University Business School M.B.A.
James P. Schadt
Senior Managing Director CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group
Albert C. Bellas
Senior Managing Director Global wealth manager, investment banker and member or chair of numerous non-profit boards including Lincoln Center, The School of American Ballet. CEO and founding partner, The Solaris Group, a global wealth strategy firm;. Former Chairman and CEO, Neuberger Berman Trust Company and Managing Director, Neuberger Berman; Managing Director, Offitbank; Senior
Eli Y. Adashi
Senior Advisor-Health Care and Life Sciences Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement
Managing Director Mr. Mathur oversees the UAW VEBA in connection with approximately $10 billion of shares, notes, and other securities of Chrysler LLC, and separately, its ownership of approximately $10 billion of common stock, preferred stock and warrants of General Motors. He is also actively involved in the AT&T matter, where Brock
Walter H. Morris, Jr.
Senior Managing Director Former financial services executive in corporate banking, international banking, capital markets, residential/commercial real estate lending and advisory/consulting services. Independent director and member of the audit committee for the Federal Home Loan Banks-Office of Finance. Former Partner/Principal in Structured Finance Advisory Services, Ernst & Young; Executive Vice President & Chief
Senior Managing Director, Brock Capital Markets Group Raised capital for international and domestic companies, both private and public, using debt, equity and innovative equity-related financing instruments. Investment banking activities have included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investments in public equity (PIPEs) and secondary offerings. Industry expertise includes shipping, natural
Managing Director Director of family office; significant experience conducting private investment due diligence, with an emphasis on emerging markets; trusts & estates attorney. Attorney at Sullivan & Cromwell (Estates and Personal Group); staff member on 9/11 Commission (led team focused on evacuation and rescue effort at World Trade Center and co-author of