Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Brock Capital Honored By M&A Advisor At The 13th Annual M&A Advisor Awards

November 20th, 2014

NEW YORK, NY - Nov 20, 2014 Brock Capital Group,

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SUSAN D. AUSTIN JOINS BROCK CAPITAL GROUP AS SENIOR MANAGING DIRECTOR, INVESTMENT BANKING

October 9th, 2014

NEW YORK, NY, OCT 06, 2014 —(Marketwired) – Brock Capital

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Meet Our Experts
  • KAY KOPLOVITZ Kay Koplovitz
    Senior Managing Director
    Founder & former CEO, major cable network; CEO, private equity and venture capital. Chairman & CEO, Koplovitz & Co., LLC.; Co-Founder, Springboard Enterprises; Chairman, Liz Claiborne; Director, Instinet Group, Inc. Founder and former Chairman & CEO, USA Networks; Co-founder, Joy Berry Enterprises, Inc., Boldcap Ventures; Director, CA; former Chair, National

  • CHARLOTTE P. ARMSTRONG Charlotte P. Armstrong
    Senior Managing Director
    Lawyer and consultant, specializing in executive compensation, directors’ compensation and corporate governance. Senior Consultant, The Ross Companies; Advisory Board, Mille Capital Corporation Cravath, Swaine & Moore; member and chair of numerous non-profit boards; President, Harvard Law School Association; President, Harvard University Board of Overseers; Chair, Overseers’ Committee to Visit Harvard

  • JENNE K. BRITELL Jenne K. Britell
    Senior Managing Director
    Former CEO, global and domestic diversified financial services companies and advisor to private equity, venture capital, and public companies in the areas of financial products and services; professional director, public and private companies and non-profits, including positions as non-executive Chairman, Audit Committee Chair, and designated financial expert. President, Global Commercial

  • DALE A. REISS Dale A. Reiss
    Senior Managing Director
    Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Principal, Arthur Young & Co.; Board Member, iStar Financial Inc., Tutor Perini

  • KATHI SEIFERT Kathi P. Seifert
    Senior Managing Director
    Former senior executive personal products company; expert in branding and product positioning; director of public, private and non-profit institutions. Chairman, Pinnacle Perspectives, LLC; board member of Supervalu Inc., Revlon Consumer, Lexmark International, Inc., Eli Lilly and Co., and Appleton Papers, Inc. Director, US Fund for UNICEF Retired Executive Vice President,

  • ELI Y. ADASHI Eli Y. Adashi
    Senior Advisor-Health Care and Life Sciences
    Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement

  • IRA STEPANIAN Ira Stepanian
    Senior Managing Director
    Former Chairman & CEO; Director of public and private companies; venture capitalist Advisory Board Member, Legal Seafoods, Intercontinental Real Estate Corp.; Director, Common Angels, Inc., Boston Public Library Foundation; Trustee, General Hospital Corp./Massachusetts General Hospital, Museum of Science and Trustee Emeritus Tufts University Former Chairman, Senior Advisory Council of New

  • RICHARD L. HECHT Richard L. Hecht
    Senior Managing Director
    Senior consultant in accounting and business and tax strategies. Founding partner of Marks Paneth & Shron LLP and the senior partner of Charles Hecht & Co., vice president and the chairman of various committees of the New York Society of Certified Public Accountants. Cornell University B.S.; New York University M.B.A.

  • Sam Caspersen Sam Caspersen
    Managing Director
    Director of family office; significant experience conducting private investment due diligence, with an emphasis on emerging markets; trusts & estates attorney. Attorney at Sullivan & Cromwell (Estates and Personal Group); staff member on 9/11 Commission (led team focused on evacuation and rescue effort at World Trade Center and co-author of

  • DINO MAURICIO Dino Mauricio
    COO, Head of M&A Advisory
    Global M&A and business development advisor; corporate acquisitions and private equity transactions, buy-side and sell-side; venture investments and technology start-ups; strategy and performance improvement. Mr. Mauricio has advised and/or led 75 transactions with over $25 billion in combined market value, helping clients achieve world-class M&A strategies, execution and post-merger integration.