Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
Georg Schmitt, Head of Corporate Affairs, World Economic Forum; Email:Read More
NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock CapitalRead More
Meet Our Experts
Steven C. Baum
Senior Managing Director Managing Partner, CPA firm; LLM; expert in business and tax consulting, personal financial management, charitable foundations and not-for-profit sector. Managing Partner Emeritus, Marks Paneth & Shron LLP; Member, American Institute of Certified Public Accountants; member, NY State Bar Association; Secretary/Treasurer and Trustee, Dorot Foundation; Secretary/Treasurer and Trustee, Union Square Fund;
Jean D. Hamilton
Senior Managing Director CEO, diversified financial services companies. Operating and investment expertise in financial services businesses. Director of private and public companies in insurance, financial services, money management, and non-profits. CEO, Xonos; CEO, Broadstairs Capital; Director, New York Women's Forum; Trustee, First Eagle Funds; Director, RenaissanceRe Holdings. Former CEO of Prudential Institutional, EVP
Ellen R. Marram
Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;
Jongsoo James Lee
Managing Director Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis
Jenne K. Britell
Advisor Former CEO, global and domestic diversified financial services companies and advisor to private equity, venture capital, and public companies in the areas of financial products and services; professional director, public and private companies and non-profits, including positions as non-executive Chairman, Audit Committee Chair, and designated financial expert. President, Global Commercial
Susan D. Austin
Senior Managing Director Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);
Senior Managing Director Jeremy has over 20 years of experience covering the Financial Institutions sector, specializing in highly structured capital raising (debt, equity, hybrid equity, tier 1 and tier 2 bank capital and preferred securities), financial restructurings and solvency opinions, equity and debt valuations and fairness opinions, mergers and acquisitions, and financial services
Senior Managing Director Investment banker, head of Mergers and Acquisitions and private equity. Chairman of the Investment Committee, Brock Opportunity Fund; Co-founder, Reading Excellence and Discovery Foundation; Director, United Way. Former Vice Chairman, Merrill Lynch Investment Banking and Chairman/Co-CIO, Merrill Lynch Ventures. l’École Polytechnique (Paris, France); Northwestern U. Kellogg School M.B.A
Christoph T. Bene
Managing Director Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive; Commercial banking executive and private equity investments; Six Sigma Black Belt. MBA, NYU Stern School of Business and BA, Skidmore College.
Charles O. Svenson
Senior Managing Director Investment banker, expertise in energy, alternative energy, project finance and transportation. Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City Former Managing Director, Donaldson, Lufkin & Jenrette (now