Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --Read More
Brock Fiduciary Services, Independent Fiduciary for UAW Retiree Medical Benefits Trust, Finalizes Transactions Providing $4.35 Billion in Funding for TrustJanuary 21st, 2014
NEW YORK, NY, Jan 21, 2014 (Marketwired) -- Brock FiduciaryRead More
Meet Our Experts
James F. Munsell
Senior Managing Director Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.
Senior Managing Director Former Chairman & CEO; Director of public and private companies; venture capitalist Advisory Board Member, Legal Seafoods, Intercontinental Real Estate Corp.; Director, Common Angels, Inc., Boston Public Library Foundation; Trustee, General Hospital Corp./Massachusetts General Hospital, Museum of Science and Trustee Emeritus Tufts University Former Chairman, Senior Advisory Council of New
Ellen R. Marram
Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;
James P. Schadt
Senior Managing Director CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group
Charles L. Brock
Chairman and CEO Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan
David O. Zenker
Senior Managing Director Investment banker, principal and financial advisor in energy, real estate, industrial and service businesses. Former Vice President, Bear Stearns and Oppenheimer & Co., and Jefferies & Co.; President, Van Beuren Capital Management; Partner in a London-based marketing and management consultancy firm specializing in Arabian gulf economies; Executive Director, Waterloo Foundation
Louis A. Bradbury
Senior Managing Director Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor. Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D.
O. James Sterling III
Managing Director, M&A Advisory Services Head of the aviation and aerospace investment banking practice at Brock. Previously led mergers & acquisitions at Aleutian Capital Group, a middle-market buy-side and sell-side M&A advisory firm. Former management consultant at Booz & Company, serving Fortune 500 clients in the aviation and aerospace sector, and previously, a senior analyst
Alan J. Biloski, Ph.D.
Senior Managing Director, Brock Securities - Consultant, Brock Capital Group Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.
Jongsoo James Lee
Senior Managing Director, Brock Securities Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director and Managing Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly;