Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

SUSAN D. AUSTIN JOINS BROCK CAPITAL GROUP AS SENIOR MANAGING DIRECTOR, INVESTMENT BANKING

October 9th, 2014

NEW YORK, NY, OCT 06, 2014 —(Marketwired) – Brock Capital

Read More

James Sterling Joins Brock Capital Group as Managing Director, M&A Investment Banking

June 9th, 2014

NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --

Read More
Meet Our Experts
  • NORMAN H. BROWN, JR. Norman H. Brown, Jr.
    Senior Managing Director
    Investment banker; expert in metals, mining, infrastructure and mergers & acquisitions. Headed restructuring and metal & mining, Donaldson, Lufkin & Jenrette, Inc, Credit Suisse First Boston; SVP, Head of M&A Department, E.F. Hutton; Director, Macquarie Infrastructure Company Trust; Trustee and member, Investment Committee of the University of Oregon Endowment Foundation.

  • ELLEN R. MARRAM Ellen R. Marram
    Senior Managing Director
    Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;

  • AMBASSADOR JENö C. A. STAEHELIN Ambassador Jenö C. A. Staehelin
    Senior Managing Director
    Diplomat, ambassador and corporate board member. Former Swiss Ambassador to the United Nations; Swiss Ambassador to Japan and the Holy See; Assistant to the State Secretary for European and North American Affairs; Minister and Deputy to the Director General of International Organizations; Governor International Committee of the Red Cross; negotiated

  • Susan_Austin_BW Susan D. Austin
    Senior Managing Director
    Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);

  • ELI Y. ADASHI Eli Y. Adashi
    Senior Advisor-Health Care and Life Sciences
    Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement

  • WILLIAM M. MANGER, JR. William M. Manger, Jr.
    Managing Director
    Senior level government official; municipal officer; operational manager   Associate Administrator, U.S. Small Business Administration; Senior Policy Advisor (Maritime), U.S. Department of Transportation; VP, The Zanett Securities Corporation. Director, Riot Relief Fund; former Trustee, Southampton, NY.   Trinity College B.A.; Columbia University Business School M.B.A.

  • JAMES P. SCHADT James P. Schadt
    Senior Managing Director
    CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group

  • CHARLES O. SVENSON Charles O. Svenson
    Senior Managing Director; President, Brock Securities
    Investment banker, expertise in energy, alternative energy, project finance and transportation. Trustee and Co-Chair, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks (The Wild Center), the Adirondack Nature Conservancy, South Street Seaport Museum; President, Harvard Law School Association of New York City Former Managing Director, Donaldson,

  • MICHAEL A. BOYD Michael A. Boyd
    Senior Managing Director
    Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;

  • THE HONORABLE MARY K. BUSH The Honorable Mary K. Bush
    Senior Managing Director
    International Finance Executive, Senior Banker, Former Presidential Appointee and Senior Government Official, Director of public and private companies and mutual funds, designated "Financial Expert". President, Bush International, LLC; Director of Discover Financial Services, ManTech International Corporation; Marriott International, UAL (United Airlines), and The Pioneer Family of Mutual Funds; he CounMember,