Brock Capital Group

Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.

 

Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.

 

Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.

In The News

Jeremy Josse Joins Brock Capital Group as a Managing Director

December 10th, 2016

NEW YORK, NY --(Marketwired - December 08, 2016) - Brock

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Broadcast Music, Inc. (BMI) Re-Elects Four Members to Board of Directors

September 23rd, 2016

NASHVILLE, TN--(Marketwired - September 19, 2016) - Broadcast Music, Inc.

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Meet Our Experts
  • WILLIAM M. MANGER, JR. William M. Manger, Jr.
    Managing Director
    Senior level government official; municipal officer; operational manager Associate Administrator, U.S. Small Business Administration; Senior Policy Advisor (Maritime), U.S. Department of Transportation; VP, The Zanett Securities Corporation. Director, Riot Relief Fund; former Trustee, Southampton, NY. Trinity College B.A.; Columbia University Business School M.B.A.

  • JAMES P. SCHADT James P. Schadt
    Senior Managing Director
    CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group

  • CHARLES O. SVENSON Charles O. Svenson
    Senior Managing Director
    Investment banker, expertise in energy, alternative energy, project finance and transportation. Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City Former Managing Director, Donaldson, Lufkin & Jenrette (now

  • ELI Y. ADASHI Eli Y. Adashi
    Senior Advisor-Health Care and Life Sciences
    Professor of Medical Sciences and outgoing Dean of Medicine and Biological Sciences, Brown University. Special areas of interest include Reproductive Health, Stem Cell Technology, Cancer and Personalized Medicine. A member of the Institute of Medicine of the National Academy of Sciences, a fellow of the American Association for the Advancement

  • STORM BOSWICK Storm Boswick
    Senior Managing Director
    Portfolio Manager, Venture Capitalist and Financial Analyst, specializing in Global Technology, Media and Telecommunications for hedge funds, cross-over funds and venture capital funds. Founder and Portfolio Manager, Brompton Cross Capital Advisers. Former Portfolio Manager, Sigma Capital; Partner and Portfolio Manager, J&W Seligman & Co.; Financial Analyst, Goldman, Sachs & Co.;

  • ENNIUS E. BERGSMA Ennius E. Bergsma
    Senior Managing Director
    Senior consultant, advisor in global corporate finance; corporate and business unit strategy, M&A and marketing in consumer goods, telecomm and e-commerce. Investor, Director and Chief Strategy Officer, Passlogix; Chairman, the Netherland-America Foundation; Trustee, the Hewitt School; Honorary Board Member, Chair and President, Harvard Business School Club of Greater New York;

  • JOHN E. MEROW John Merow
    Senior Managing Director
    Former Chairman and Senior Partner of the law firm of Sullivan & Cromwell LLP; corporate business and financial lawyer and corporate director. Trustee, New York-Presbyterian Hospital; Secretary, U.S. Council for International Business, Inc., Trustee, Archbishop of Canterbury’s global investment and grants organizations. Director, The Municipal Art Society of New York.

  • Phillip J Harrington Jr Phillip J. Harrington, Jr.
    Senior Managing Director
    Financial services and technology executive with operating, risk and regulatory experience. Director, ProLink Solutions, Inc.; Director, Willow Street Trust Company of Wyoming LLC; Trustee, Lutheran Theological Seminary at Philadelphia; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate

  • LOUIS A. BRADBURY Louis A. Bradbury
    Senior Managing Director
    Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor. Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D.

  • JamesLeeBW1-e1422469837229 Jongsoo James Lee
    Managing Director
    Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs. Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director, Brock Capital Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis