Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ managing directors, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
NEW YORK, Sept. 15, 2017 (GLOBE NEWSWIRE) -- Brock CapitalRead More
NEW YORK, Sept. 08, 2017 (GLOBE NEWSWIRE) -- Brock CapitalRead More
Meet Our Experts
James P. Schadt
Senior Managing Director CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group
Charles L. Brock
Chairman and Chief Executive Officer Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience. Director, B+H Ocean Carriers. Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan
Dale A. Reiss
Senior Managing Director Senior Partner, CPA firm; expert in real estate, hospitality and construction; public company audit chair. Global Head of Real Estate, Ernst & Young LLC; Managing Partner, Kenneth Leventhal & Co.; Senior Vice President, Urban Investment & Development Co.; Board Member, iStar Financial Inc.; Tutor Perini Corporation, CYS, Inc.; Case Capital
Louis A. Bradbury
Senior Managing Director Former CEO, tax lawyer, investment banker, principal in private equity firm; private investor. Former CEO, Bradbury & Company, Revere Copper & Brass; OCWEN Financial; Vice President, Merrill Lynch; Attorney, Covington & Burling; Department of Justice; President, Board of Directors, GMHC. Northwestern University B.A.; Harvard Law School J.D.
Alan J. Biloski, Ph.D.
Senior Managing Director Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research. Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.
Phillip J. Harrington, Jr.
Senior Managing Director Financial services and technology executive with operating, risk and regulatory experience. Director, ProLink Solutions, Inc.; Director, Willow Street Trust Company of Wyoming LLC; Trustee, Lutheran Theological Seminary at Philadelphia; Former Executive Vice President, Risk, and Chief Administrative Officer at CA Technologies, Inc.; Director, Business Risk, Deloitte & Touche, LLP; Corporate
Ellen R. Marram
Senior Managing Director Former CEO, consumer products companies; branding/marketing expert; former private equity partner and chair of portfolio companies; director of public, private and non-profit institutions. President, Barnegat Group LLC; Managing Director and Operating Advisor, North Castle Partners, LLC; Director and Chair, Nominating and Governance Committee, Eli Lilly & Co., Ford Motor Company;
Senior Managing Director Trevor has over 35 years of experience as a business owner, entrepreneur, investor and senior executive specializing in niche manufacturing, telecommunications, enabling technologies, mergers and acquisitions, and specialty financial services product structuring and financing.
Senior Managing Director Portfolio Manager, Venture Capitalist and Financial Analyst, specializing in Global Technology, Media and Telecommunications for hedge funds, cross-over funds and venture capital funds. Founder and Portfolio Manager, Brompton Cross Capital Advisers. Former Portfolio Manager, Sigma Capital; Partner and Portfolio Manager, J&W Seligman & Co.; Financial Analyst, Goldman, Sachs & Co.;
Susan D. Austin
Senior Managing Director Investment banker with significant experience in telecommunications, media and broadcasting industries. Vice Chairman of Sheridan Broadcasting Corporation. Board member for Broadcast Music, Inc. (BMI) (Chairman), the Prudential Variable Annuities Funds (i.e., Advanced Series Trust, The Prudential Series Fund and Prudential’s Gibraltar Fund), Hubbard Radio, LLC, and the MacDowell Colony (President);