Brock Capital Group
Brock Capital Group is a full-service investment bank organized in 2002 to provide strategic advice and implementation support. Leveraging the unparalleled collective experience and networks of 45+ partners, Brock Capital Group offers transaction advisory and consulting services on a broad variety of matters at the most senior level.
Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority, conducts the capital raising and associated banking activities of Brock.
Brock Fiduciary Services advises pension funds and other institutional investors with respect to more than $30 billion.
In The News
NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) --Read More
Brock Fiduciary Services, Independent Fiduciary for UAW Retiree Medical Benefits Trust, Finalizes Transactions Providing $4.35 Billion in Funding for TrustJanuary 21st, 2014
NEW YORK, NY, Jan 21, 2014 (Marketwired) -- Brock FiduciaryRead More
Meet Our Experts
James F. Munsell
Senior Managing Director Senior counsel, experienced in corporate finance Senior counsel, Cleary Gottlieb Steen & Hamilton LLP; member, American, New York State, New York City Bar Associations; overseas member, Commercial Bar Association of London; United States Marine Corps. Cornell University B.E.; Harvard Law School LL.B.; Columbia University Master of International Affairs.
Karen N. Horn
Senior Managing Director Former CEO, diversified financial services; professional director; economist; Former Federal Reserve Bank president. Director and/or lead director, Norfolk Southern Corporation, Eli Lilly, Simon Property Group, Fannie Mae, T. Rowe Price Funds, U.S. Russia Investment Fund. Former Managing Director, Marsh & McLennan Companies; Managing Director, Bankers Trust; Chairman & CEO, Bank
Senior Managing Director Investment banker, head of Mergers and Acquisitions and private equity. Chairman of the Investment Committee, Brock Opportunity Fund; Co-founder, Reading Excellence and Discovery Foundation; Director, United Way. Former Vice Chairman, Merrill Lynch Investment Banking and Chairman/Co-CIO, Merrill Lynch Ventures. l’École Polytechnique (Paris, France); Northwestern U. Kellogg School M.B.A
Senior Managing Director Portfolio Manager, Venture Capitalist and Financial Analyst, specializing in Global Technology, Media and Telecommunications for hedge funds, cross-over funds and venture capital funds. Founder and Portfolio Manager, Brompton Cross Capital Advisers. Former Portfolio Manager, Sigma Capital; Partner and Portfolio Manager, J&W Seligman & Co.; Financial Analyst, Goldman, Sachs & Co.;
Michael A. Boyd
Senior Managing Director Former general counsel, specializing in securities and corporate law. Former General Counsel, Donaldson, Lufkin & Jenrette; Davis, Polk & Wardwell; Major General (Retired), US Army Reserve; Trustee, Oxford University Society; President, Oxford Alumni Association of N.Y. and Harvard Law School Association of N.Y. Harvard University A.B.; Oxford University Rhodes Scholar;
James P. Schadt
Senior Managing Director CEO with experience in publishing, software and global beverages; Trustee, Northwestern University; founding member, Northwestern College of Arts and Sciences Advisory Board Former Chairman, CEO, President, and COO, Reader’s Digest Association, Inc.; President and CEO, Cadbury Beverages, Inc.; CEO, Mercator Software, Inc; President (Wines and Spirits), PepsiCo, Inc.; Beacon Group
David B. Newman
Senior Managing Director, Brock Securities Capital Markets Group Investment banker. Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic
Carl F. Pforzheimer III
Senior Managing Director Investment banker, philanthropist, and private investor. Manager, Carl H. Pforzheimer & Co.; Board member and chair of numerous charities and educational institutions including the New York Public Library, Lincoln Center, Pace University, Visiting Nurse Service of New York and Horace Mann School; Director of boards including U.S. Trust and Ampco-Pittsburg
Charlotte P. Armstrong
Senior Managing Director Lawyer and consultant, specializing in executive compensation, directors’ compensation and corporate governance. Senior Consultant, The Ross Companies; Advisory Board, Mille Capital Corporation Cravath, Swaine & Moore; member and chair of numerous non-profit boards; President, Harvard Law School Association; President, Harvard University Board of Overseers; Chair, Overseers’ Committee to Visit Harvard
Richard L. Hecht
Senior Managing Director Senior consultant in accounting and business and tax strategies. Founding partner of Marks Paneth & Shron LLP and the senior partner of Charles Hecht & Co., vice president and the chairman of various committees of the New York Society of Certified Public Accountants. Cornell University B.S.; New York University M.B.A.