NEW YORK, NY, May 10, 2011 — Anthony A. Dreyspool has joined Brock Fiduciary Services LLC, a provider of independent fiduciary services to employee benefit plans and others. Dreyspool has 30 years experience as a lawyer specializing in legal matters involving ERISA fiduciary matters, including management of employee benefit plan assets. He is the founder and owner of Park Avenue Presentations, a producer of webinar conferences on ERISA and other topics and the author of ERISA Fiduciary Law for Non-Lawyers. He was for 15 years the chief ERISA attorney for The Equitable Life Assurance Society of the United States, and is a former partner of DLA Piper LLP and a former of counsel to Paul, Hastings, Janofsky & Walker LLP.
Dreyspool joins the Brock fiduciary services team of members with investment management and banking expertise, a keen understanding of business opportunities and challenges and extensive contacts with the business and finance communities. The team members include:
Stephen R. Wilson, CFO, corporate executive and board member. President, Brock Real Estate LLC. Former CFO, RJR Nabisco, Reader’s Digest, Pepsi-Cola USA. Former director, Newport News Shipbuilding, Middlesex Mutual Assurance, NatWest Bank, N.A.
Steven C Baum, managing partner, CPA firm, expert in business and tax consulting and financial management. Former president, New York State Society of CPAs.
Norman H. Brown, Jr., investment banker. Director, Macquarie Infrastructure Company Trust; Chairman, University of Oregon Endowment Foundation. Former head of restructuring and metals & mining, Donaldson, Lufkin & Jenrette; head of M&A department, E.F. Hutton.
Alain Lebec, investment banker. Former vice chairman, Merrill Lynch Investment Banking, chairman Merrill Lynch Ventures; head of Merrill Lynch M&A group. Lebec leads the Brock engagement as independent fiduciary managing the $4.6 billion of Chrysler notes and 55% of Chrysler shares held by the UAW Retiree Medical Benefits Trust (the Chrysler VEBA).
Charles O. Svenson, investment banker. President, Brock Securities LLC. Trustee Hamilton College. Former managing director, Donaldson, Lufkin & Jenrette; head of project finance, Goldman Sachs.
Matthew G. Saunders, corporate lawyer. Former associate, Kirkland & Ellis, LLP, private equity funds, M&A, corporate finance.
The other members of the Brock organization assist as appropriate in executing independent fiduciary engagements (see our team).
Brock Fiduciary Services does not, and Dreyspool will not, provide legal services to Brock Fiduciary Services clients.
About Brock Fiduciary Services
Brock Fiduciary Services LLC, a registered investment adviser and subsidiary of Brock Capital Group, provides independent fiduciary and advisory services to employee benefit plans and others. Acting as an independent fiduciary, the firm represents the interests of plan participants in situations where plan sponsors face conflicts of interest that complicate their ability to make decisions about plan assets. Brock Fiduciary Services also provides specialized investment advisory services to trusts and other institutional investors not necessarily subject to ERISA.