|
Brock Fiduciary Services, a registered investment adviser, acting as an independent fiduciary
-
Represents the interests of employee benefit plan participants where plan sponsors face conflicts of interest.
-
Permits benefit plans to take advantage of attractive investment opportunities that ERISA’s prohibited transaction provisions would otherwise preclude.
-
Helps extricate plan sponsors and general fiduciaries from conflict situations that may threaten them with significant legal liabilities.
Brock independent fiduciary team members, including Stephen R Wilson, Steven C Baum, Norman H Brown Jr, Anthony A Dreyspool, Alain Lebec, and Charles O Svenson
-
Have the investment management and banking expertise to manage the valuation, acquisition, holding, voting and disposal of company securities in accordance with the interests of the plan participants and plan terms.
-
As experienced senior executives, have a keen understanding of business opportunities and challenges and an ability to consider investment issues in the context of broad economic conditions.
-
Enjoy extensive contacts with the finance and business communities.
-
Have legal backgrounds that contribute to an appreciation of applicable legal requirements and standards.
|
