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Brock Securities LLC, a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority
- Specializes in raising capital in public and private markets, placing debt, equity and innovative and complex securities with institutional and other investors.
- Conducts the capital raising and associated banking activities of the Brock Group.
Brock Securities team members, including Charles O. Svenson, Norman H. Brown, Jr., Eric Abitbol, David B. Newman, and Jay Rodin
- Have arranged capital market transactions in excess of $5 billion, including public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), private investment in public equity (PIPEs) and secondary offerings.
- Have expertise in industries including maritime, metals and mining, media and telecom, energy, real estate and financial sectors.
- Place securities with an established list of institutional and other investors.
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