Peter Rockefeller Joins Brock Capital Group as a Managing Director March 22, 2017

NEW YORK, NY, March 2017 — (Marketwired) — Brock Capital Group LLC is pleased to announce that Peter Rockefeller has joined the firm as a managing director. He has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy. Previously, Peter […]

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Jeremy Josse Joins Brock Capital Group as a Managing Director December 10, 2016

NEW YORK, NY –(Marketwired – December 08, 2016) – Brock Capital Group LLC is pleased to announce that Jeremy Josse has joined the firm as a Managing Director. Jeremy has over twenty years of experience covering the Financial Institutions sector, specializing in highly structured capital raising debt, equity, hybrid equity, tier 1 and tier 2 […]

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Broadcast Music, Inc. (BMI) Re-Elects Four Members to Board of Directors September 23, 2016

NASHVILLE, TN–(Marketwired – September 19, 2016) – Broadcast Music, Inc. (BMI), the global leader in music rights management, has re-elected four members of its Board of Directors during the Company’s Annual Meeting of Shareholders held today at BMI’s office in Nashville, TN. In addition, current Board member Michael Fiorile, Chairman and CEO of Dispatch Broadcast […]

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NACD Names Dr. Karen Horn as Board Chair July 18, 2016

June 3, 2016 – Published by Katherine W. Keally NACD elected Dr. Karen Horn as its board chair last week during its board of directors’ meeting. She succeeds Dr. Reatha Clark King, who had held the position of board chair since 2013 and will now serve as chair emerita. “I am delighted to welcome Dr. […]

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Phillip J. Harrington Becomes an NACD Fellow November 23, 2015

NACD Fellows Demonstrate Their Commitment to the Highest Levels of Corporate Governance and Leadership in the Boardroom WASHINGTON, November 17, 2015 — The National Association of Corporate Directors (NACD) is pleased to announce that Phillip J. Harrington, senior managing director at Brock Capital Group LLC, has become an NACD Governance Fellow, the highest level of […]

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Phillip J. Harrington, Jr. Joins Brock Capital Group as Senior Managing Director February 25, 2015

NEW YORK, NY, February 20, 2015 —(Marketwired) – Brock Capital Group LLC is pleased to announce that Phillip J. Harrington, Jr. has joined the firm as a senior managing director, focusing on corporate and fiduciary advisory services, and private equity and venture capital. Mr. Harrington is a senior financial services and technology executive who adds […]

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CHRIS BENE JOINS BROCK CAPITAL GROUP AS MANAGING DIRECTOR, M&A ADVISORY January 15, 2015

New York, NY (Marketwired) – Brock Capital Group, LLC announces the addition of Christoph T. Bene as managing director, focusing on M&A, strategic and corporate advisory services, following an affiliation with the firm since 2013. Mr. Bene is a senior banker and corporate executive with extensive global expertise helping clients and businesses execute transformational corporate […]

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Brock Capital Honored By M&A Advisor At The 13th Annual M&A Advisor Awards November 20, 2014

Winner, 2014 Corporate/Strategic Deal of the Year

NEW YORK, NY – Nov 20, 2014 Brock Capital Group, a boutique investment bank and M&A advisory firm with offices in New York, won the Corporate/Strategic Acquisition of the Year (Over $250MM) award at M&A Advisor’s 13th Annual M&A Advisor Awards Gala.  Brock was among more than 130 nominees, representing over 600 companies, who were […]

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SUSAN D. AUSTIN JOINS BROCK CAPITAL GROUP AS SENIOR MANAGING DIRECTOR, INVESTMENT BANKING October 9, 2014

NEW YORK, NY, OCT 06, 2014 —(Marketwired) – Brock Capital Group LLC is pleased to announce that Susan Davenport Austin has joined the firm as a senior managing director focusing on strategic and corporate advisory services. Ms. Austin continues to serve as Vice Chairman of Sheridan Broadcasting Corporation and brings a wealth of experience as […]

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James Sterling Joins Brock Capital Group as Managing Director, M&A Investment Banking June 9, 2014

NEW YORK, NY, Jun 09, 2014 (Marketwired via COMTEX) — Brock Capital Group, LLC announces the addition of O. James Sterling, III as managing director in the firm’s M&A transaction advisory group. Mr. Sterling is a senior investment banker with expertise in aviation and aerospace and with additional transaction experience in the technology, transportation & […]

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Brock Fiduciary Services, Independent Fiduciary for UAW Retiree Medical Benefits Trust, Finalizes Transactions Providing $4.35 Billion in Funding for Trust January 21, 2014

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NEW YORK, NY, Jan  21, 2014 (Marketwired) — Brock Fiduciary Services is pleased to confirm that the sale of the UAW Retiree Medical Benefits Trust’s equity interest in Chrysler Group LLC to Fiat North America LLC was completed today, January 21. In a series of transactions, the Trust will receive a total of $4.35 billion, […]

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Brock Fiduciary Services Reaches Agreement on Sale of Chrysler January 3, 2014

NEW YORK, NY, Jan 03, 2014 (Marketwired) — The Brock Fiduciary Services is pleased to confirm that an agreement has been reached between UAW Retiree Medical Benefits Trust’s Independent Fiduciary, Brock Fiduciary Services, and Fiat North America LLC regarding a purchase of the Trust’s entire equity interest in Chrysler Group LLC. “This agreement is in the best […]

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Brock Capital Group Hires Jon Crockett as Managing Director, M&A Advisory Services October 31, 2013

NEW YORK, NY, Oct 31, 2013 (Marketwired) — Brock Capital Group, LLC announces the addition of Jon Crockett, an experienced merger integration and change management consultant, as Managing Director, M&A Advisory Services. Crockett will lead Brock’s West Coast M&A advisory practice with a focus on Technology, Internet and IT Services clients. He joins Brock from Embark […]

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Brock Capital Advises on $700mm Strategic Partnership Between Eletson Holdings and Blackstone October 23, 2013

NEW YORK, NY – (Marketwired) – Brock Capital (“Brock”) today announced the formation of a joint venture between Eletson Holdings Inc. (“Eletson”) and funds managed by Blackstone Tactical Opportunities (“Blackstone”) to create Eletson Gas, a $700 million liquefied petroleum gas (“LPG”) shipping company. As part of the agreement, Eletson will contribute its existing fleet of […]

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Brock Capital Group Hires Dino Mauricio as Chief Operating Officer, M&A Advisory Services September 3, 2013

NEW YORK, NY, Sep 03, 2013 (Marketwired) — Brock Capital Group, LLC (Brock) announces the addition of Dino Mauricio, an accomplished financial, operations and business development executive, as Chief Operating Officer, M&A Advisory Services. Mauricio brings 20 years experience advising corporate acquirers and private equity firms throughout the M&A life cycle including acquisition due diligence, […]

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Brock Fiduciary Services Authorizes Sale of 20 Million Shares of GM — Part of 50 Million Share Offering Including U.S. Treasury July 22, 2013

NEW YORK, NY, Jul 22, 2013 (Marketwired) — Brock Fiduciary Services, as independent fiduciary and investment manager for the United Auto Workers Retiree Medical Benefits Trust (VEBA), authorized the sale of 20 million shares of General Motors’ common stock. The transaction was part of a combined offering that included the sale of 30 million GM shares […]

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Brock Fiduciary Hosts Panel: Pension De-Risking Transactions in Today’s Low Interest Rate Environment July 19, 2013

NEW YORK, NY, Jul 19, 2013 (Marketwired) — Brock Fiduciary Services recently hosted a panel titled “Pension De-Risking Transactions in Today’s Low Interest Rate Environment” at the Century Association. This distinguished panel was led by Abhishek Mathur, Senior Vice President at Brock, and included the following: David Hartman, General Counsel and Vice President, General Motors […]

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TSAKOS ENERGY NAVIGATION LIMITED FORMALLY CLOSES $50 MILLION OFFERING OF ITS 8.00% SERIES B CUMULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES AND ANNOUNCES THAT THE SERIES B PREFERRED SHARES WILL TRADE ON NYSE UNDER THE SYMBOL TNPPRB May 10, 2013

ATHENS, GREECE, May 10, 2013 — Tsakos Energy Navigation Limited (the “Company” or “TEN”) (NYSE: TNP), a leading product, crude and LNG tanker operator, today announced that it has raised gross proceeds of $50 million, through its previously announced public offering of 2,000,000 shares of 8.00% Series B Cumulative Redeemable Perpetual Preferred Shares (the “Series […]

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T. Rowe Price Group Adds Mary K. Bush As Independent Director September 24, 2012

BALTIMORE, MD, Sept. 24, 2012 (/PRNewswire/) — T. Rowe Price Group, Inc. (NASDAQ-GS: TROW) announced today that its board of directors has elected the Honorable Mary K. Bush an independent director of the company. The appointment is effective October 22, 2012, the date of the organization’s next board meeting. Ms. Bush has served as the […]

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BROCK CAPITAL CO-MANAGES OFFERING OF TSAKOS ENERGY NAVIGATION LIMITED SHARES April 19, 2012

Tsakos Energy Navigation Limited Announces Pricing of Its Public Offering of Common Shares ATHENS, GREECE, Apr 19, 2012 (Marketwire) — Tsakos Energy Navigation Limited (the “Company”) (NYSE: TNP), a leading provider of international seaborne energy transportation services for crude oil, petroleum products and LNG, announced today that its offering of 10,000,000 common shares was priced […]

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Donald C. Walkovik Joins Brock Capital Group November 28, 2011

NEW YORK, NY, December 01, 2011 — Donald C. Walkovik has retired as a partner of Sullivan & Cromwell LLP and joined Brock Capital Group as a Senior Managing Director. Mr. Walkovik will help lead the firm’s mergers and acquisitions line of business, bringing decades of experience as a Sullivan & Cromwell partner working with […]

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KAREN HORN, LEAD DIRECTOR OF ELI LILLY, JOINS NACD BOARD OF DIRECTORS October 11, 2011

WASHINGTON (PRNewswire via COMTEX) — Continuing to advance the highest levels of board professionalism, The National Association of Corporate Directors (NACD) has elected Karen Horn to its esteemed board of directors. Horn is the lead director and chair of the compensation committee for Eli Lilly, and she is the chair of the nominating and corporate […]

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BROCK CAPITAL GROUP SIGNS MEMORANDUM OF UNDERSTANDING WITH KOREA’S GYEONGBUK PROVINCE September 27, 2011

NEW YORK, NY, September 26, 2011 — Today, the Province of Gyeongsangbuk-Do (Gyeongbuk) and Brock Capital Group, LLC (Brock), signed a Memorandum of Understanding to promote cross-border investment and trade between the Republic of Korea and other nations including the United States. Sponsored by the Korea Trade-Investment Promotion Agency (KOTRA), a Korean government agency under […]

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BROCK FIDUCIARY BUSINESS NEWSLETTER: LABOR DEPARTMENT TO RE-PROPOSE FIDUCIARY RULE September 21, 2011

NEW YORK, NY, September 21, 2011 — On September 19, 2011, the US Department of Labor announced that it will re-propose its controversial regulation on the definition of an ERISA plan fiduciary. The original proposal generated hundreds of comments and a Congressional hearing. The new proposal will concentrate on the regulation’saffectontheIRAindustry. It will also clarify […]

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BROCK FIDUCIARY SERVICES APPOINTED INDEPENDENT FIDUCIARY TO MANAGE GM SECURITIES August 10, 2011

NEW YORK, NY,  August 10, 2011 — Brock Fiduciary Services today announced that it has been engaged by the UAW Retiree Medical Benefits Trust (a voluntary employee benefits association or VEBA) to manage its ownership of General Motors (GM) common stock, preferred stock and warrants. Pursuant to a prohibited transaction exemption granted by the Department […]

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FIAT COMPLETES PURCHASE OF CHRYSLER EQUITY FROM CANADA AND THE U.S. DEPARTMENT OF THE TREASURY July 21, 2011

NEW YORK, NY, July 21, 2011 — Fiat SpA today announced the completion of its purchase of the 6% fully diluted ownership interest in Chrysler Group LLC held by the U.S. Department of the Treasury. The consideration for such interest was $500 million. The Treasury Department also assigned to Fiat its rights under the Equity Recapture […]

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PETER WEPRIN JOINS BROCK SECURITIES June 20, 2011

NEW YORK, NY, June 20th, 2011 — Peter B. Weprin, formerly of HighTower Advisors, has joined Brock Securities, a subsidiary of Brock Capital Group LLC. The Brock Capital Markets team has arranged capital markets transactions in excess of $5 billion. These transactions included public offerings, private placements, mergers and acquisitions, special purpose acquisition companies (SPACs), […]

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BROCK SECURITIES EXPANDS CAPITAL RAISING PLATFORM May 18, 2011

NEW YORK, NY, May 18, 2011 — Jay A. Rodin, Eric G. Abitbol and David B. Newman have joined Brock Securities, a subsidiary of Brock Capital Group LLC. Operating as Brock Capital Markets, they will substantially enhance the capital raising and associated investment banking activities of the Brock Group. The team has arranged capital markets […]

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ANTHONY A. DREYSPOOL JOINS BROCK FIDUCIARY SERVICES May 10, 2011

NEW YORK, NY, May 10, 2011 — Anthony A. Dreyspool has joined Brock Fiduciary Services LLC, a provider of independent fiduciary services to employee benefit plans and others. Dreyspool has 30 years experience as a lawyer specializing in legal matters involving ERISA fiduciary matters, including management of employee benefit plan assets. He is the founder and […]

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BROCK CAPITAL GROUP LLC ENGAGED TO MANAGE CHRYSLER SECURITIES April 28, 2010

NEW YORK, NY, April 28th, 2010 — A wholly-owned subsidiary of Brock Capital Group LLC (Brock) has been engaged by the UAW Retiree Medical Benefits Trust (the VEBA Trust) to manage its ownership of notes and equity interests in Chrysler Group LLC. “We are fortunate in having a unique organization that combines many different talents […]

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